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transaction-reporting

FCA Seemingly exempts Cryptocurrency CFDs from MiFID II reporting

Last Friday, the UK’s Financial Conduct Authority (FCA) issued a statement clarifying the authorization of cryptocurrency derivatives. In the statement (link), they explained that offering trading ...

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CySEC begins investigation of MIFID II (MiFIR) compliance among license holders

With MiFIR and MiFID II going live on January 3rd, regulators have begun to ask, “who isn’t reporting?”

While many country regulators have been quietly reviewing the MiFIR transaction reporting ...

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Why we chose an ARM vs NCA for our client’s MIFID II Transaction Reporting

Earlier this month, Cappitech published some of what we’ve learned from the first month of MiFID II going into effect. One of the items covered was our decision to report client Transaction ...

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What is reportable under MiFIR (MiFID II Transaction Reporting) – Analyzing Derivatives

The goal of this article is to provide a deeper look at specific investment products and analyze how they fit within Article 26 of MiFIR (legislation link). The opinions provided are based on ...

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Cappitech's Capptivate Platform Integrates with Access Fintech

Access Fintech users can now incorporate Capptivate’s MiFID II and EMIR reporting, tracing regulatory reporting exceptions in its lifecycle management portal.

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Is Matched Principal Trading Under MiFID II, One Leg or Dual Leg Reporting?

(Article updated on Dec 27 - see new comments at end of post)

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MiFID II leniency could be coming from the FCA for diligent firms

The deeper EU financial firms are engaged with complying with the upcoming MiFID II regulations, the greater the challenges.

Going into effect this coming January, MiFID II regulation includes a ...

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CySEC to open MiFID II Transaction Reporting testing in October

MiFID II transaction reporting is set to go live in January 2018.  These reports can be sent directly to a financial firm’s National Competent Authority (NCA) such as the FCA, CBOI or CySEC, or to ...

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MiFID II Reporting Breakfast for FX/CFD Brokers - Sept 13, London

MiFID II is coming soon

 

But if you are an FX/CFD broker and don’t want generic explanations about MiFID II & MiFIR reporting requirements. You want to know specifically how MiFID II affects you.

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MiFID II – How it effects non-EU financial firms

MiFID II is hitting the EU in January 2018. But if you are a financial firm and aren’t based in the EU, you shouldn’t worry, right?

Well, not quite, while MiFID II is an EU based directive, it has ...

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