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transaction-reporting

Cappitech's Capptivate Platform Integrates with Access Fintech

Access Fintech users can now incorporate Capptivate’s MiFID II and EMIR reporting, tracing regulatory reporting exceptions in its lifecycle management portal.

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Is Matched Principal Trading Under MiFID II, One Leg or Dual Leg Reporting?

(Article updated on Dec 27 - see new comments at end of post)

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MiFID II leniency could be coming from the FCA for diligent firms

The deeper EU financial firms are engaged with complying with the upcoming MiFID II regulations, the greater the challenges.

Going into effect this coming January, MiFID II regulation includes a ...

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CySEC to open MiFID II Transaction Reporting testing in October

MiFID II transaction reporting is set to go live in January 2018.  These reports can be sent directly to a financial firm’s National Competent Authority (NCA) such as the FCA, CBOI or CySEC, or to ...

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MiFID II Reporting Breakfast for FX/CFD Brokers - Sept 13, London

MiFID II is coming soon

 

But if you are an FX/CFD broker and don’t want generic explanations about MiFID II & MiFIR reporting requirements. You want to know specifically how MiFID II affects you.

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MiFID II – How it effects non-EU financial firms

MiFID II is hitting the EU in January 2018. But if you are a financial firm and aren’t based in the EU, you shouldn’t worry, right?

Well, not quite, while MiFID II is an EU based directive, it has ...

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Cappitech Launches MiFID II Suite of Technology for Transaction and Trade Reporting

Cappitech has extended its cross-regulation Transaction Reporting technology to support MiFID II reporting to ARMs

With less than nine month until MiFID II goes into effect on January 2018, ...

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Preparing for MiFID II? It’s all about what’s under scope and data, data, data

What are the two biggest topics for the EU financial industry at the moment? Attending the CME Group’s Regulation Conference in Dublin last week, the clear answer is MiFID II and to a lesser ...

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MiFID II Preparation: Trade vs Transaction Reporting and ARMs vs APAs

With us nearing 2017, the January 2018 date for MiFID II implementation is closing in quickly. Appearing with the regulation will be new and updated versions of reporting requirements facing ...

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