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transaction-reporting

MAS Singapore Derivative Reporting Changes Coming this October

In the world of derivative reporting, many countries have used a staggered format to introduce the new regulation. Starting with the largest financial institutions such as banks, the transaction ...

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Cappitech Wins “Best Regulatory Reporting Solution” In Regtech Insight Awards

Cappitech has been awarded “Best Regulatory Reporting Solution” in the RegTech Insight Awards. The awards identify and highlight leading providers of RegTech solutions, services and consultancies ...

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Goldman Sachs and UBS fined £34.3m and £27.6m for Transaction Reporting failures

In twin announcements this month, the FCA has fined Goldman Sachs and UBS fined £34.3 million and £27.6 million respectively for MiFID I Transaction Reporting failures. The two investment banks ...

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FCA and CySEC expanding MiFID II monitoring to Best Execution and RTS 27/28 requirements

At the start of 2018, there was an unofficial understanding among EU regulators that they were providing investment firms a six month ‘grace period’ for complying with MiFID II reporting ...

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Cappitech Named One of the World’s Most Innovative Regtech Companies

The 2019 RegTech 100 rankings recognise pioneering companies transforming compliance, risk management and cybersecurity through technology

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Cappitech MiFID II Industry Survey Finds High Percentage of Non-Compliance in Best Execution

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ESMA and NCA review EMIR data quality as Brexit looms

Last year, ESMA published guidelines for the transfer of EMIR trades between Trade Repositories (TR). Due to format differences between repositories, ESMA’s goal is to have standards in place to ...

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MiFID II – It’s not over yet

Mifid II has already celebrated its half-year birthday and while many compliance officers may have wished to celebrate by checking the “done box” on this task, the additional MiFID II obligations ...

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Cappitech Raises $4 Million in Series A Financing to Fuel Growth and Innovation

Cappitech is excited to announce that we have secured $4 million in series A financing. The financing round was led by 83North with participation from Rony Grushka and Kevin Gould, co-founders of ...

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FCA Seemingly exempts Cryptocurrency CFDs from MiFID II reporting

Last Friday, the UK’s Financial Conduct Authority (FCA) issued a statement clarifying the authorization of cryptocurrency derivatives. In the statement (link), they explained that offering trading ...

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