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transaction-reporting

MiFID II and Other Regulatory Reporting Continues to be Incomplete

- Cappitech’s second annual MiFID II & Best Execution survey shows continuing gaps and challenges, with limited positive impact in some areas -

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CAPPITECH SELECTED FOR REGTECH 100 LIST

Cappitech is proud to announce that it has been included in the RegTech 100 list, the prestigious annual list of 100 of the world’s most innovative RegTech companies compiled by RegTech Analyst, a ...

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Cappitech Appoints Mark Kelly To Board Of Advisors

We are pleased to announce that Mark Kelly has joined Cappitech's Board of Advisors. Mr Kelly’s 30 years of financial and regulatory expertise will enhance Cappitech’s ability to offer the ...

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Cappitech Wins Best Regulatory Reporting Solution at Grant Thornton Regtech Reporting Index Awards

Cappitech was awarded “Best Regulatory Reporting Solution” at the inaugural Grant Thornton RegTech Reporting Index awards last night in London.

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SFTR Survey Findings Show Lack of Preparedness & Implementation Concerns Across the Industry

Findings from a SFTR survey conducted by Cappitech and analysed by Kaizen Reporting, in which securities financing market participants were asked to help establish the industry’s state of ...

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MAS Singapore Derivative Reporting Changes Coming this October

In the world of derivative reporting, many countries have used a staggered format to introduce the new regulation. Starting with the largest financial institutions such as banks, the transaction ...

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Cappitech Wins “Best Regulatory Reporting Solution” In Regtech Insight Awards

Cappitech has been awarded “Best Regulatory Reporting Solution” in the RegTech Insight Awards. The awards identify and highlight leading providers of RegTech solutions, services and consultancies ...

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Goldman Sachs and UBS fined £34.3m and £27.6m for Transaction Reporting failures

In twin announcements this month, the FCA has fined Goldman Sachs and UBS fined £34.3 million and £27.6 million respectively for MiFID I Transaction Reporting failures. The two investment banks ...

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FCA and CySEC expanding MiFID II monitoring to Best Execution and RTS 27/28 requirements

At the start of 2018, there was an unofficial understanding among EU regulators that they were providing investment firms a six month ‘grace period’ for complying with MiFID II reporting ...

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Cappitech Named One of the World’s Most Innovative Regtech Companies

The 2019 RegTech 100 rankings recognise pioneering companies transforming compliance, risk management and cybersecurity through technology

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