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mifir

Intermoney And Cappitech Partner To Offer Regulatory Reporting Services In Spain

INTERMONEY CONSULTORÍA, a subsidiary of the CIMD Group, the leading independent brokerage, consulting, asset management, securitization and energy group in southern Europe, and CAPPITECH, a ...

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FCA Market Watch 59 addresses Reconciliation and MiFIR Errors

The FCA has recently issued their latest Market Watch Report (link). The newsletter is released periodically by the UK financial regulator and focuses on Market Conduct and Transaction Reporting ...

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Cappitech Wins “Best Regulatory Reporting Solution” In Regtech Insight Awards

Cappitech has been awarded “Best Regulatory Reporting Solution” in the RegTech Insight Awards. The awards identify and highlight leading providers of RegTech solutions, services and consultancies ...

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MiFID II Compliance and Transaction Reporting Reviews Featured in FCA 2019/20 Business Plan

The FCA has published their 2019/20 Business Plan. The document features the regulator’s focus of supervisory priorities for this year and next. Included are eight priorities across the seven ...

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Cryptocurrency reporting for EMIR and MiFIR may be on their way as ESMA seeks cross-EU standards

Where cryptocurrencies fall within EMIR and MiFID II has been an area of debate over the last few years. Specifically, with the popularity of Initial Coin Offerings (ICO) and bitcoin CFDs, crypto ...

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Cappitech Named One of the World’s Most Innovative Regtech Companies

The 2019 RegTech 100 rankings recognise pioneering companies transforming compliance, risk management and cybersecurity through technology

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Cappitech MiFID II Industry Survey Finds High Percentage of Non-Compliance in Best Execution

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RTS 27 Best Execution for Forex/CFD Brokers

Part of the package of new reporting and corporate governance rules under MiFID II is RTS 27. Unlike other reporting requirements that are near real-time or daily, RTS 27 is a quarterly reporting ...

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CySEC begins investigation of MIFID II (MiFIR) compliance among license holders

With MiFIR and MiFID II going live on January 3rd, regulators have begun to ask, “who isn’t reporting?”

While many country regulators have been quietly reviewing the MiFIR transaction reporting ...

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A month into MiFID II Transaction Reporting (MiFIR), what we’ve learned

MiFID II has now been live for a little more than a month in Europe. At Cappitech, we wanted to share our experiences of complying with the Transaction Reporting requirements that are under the ...

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