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mifid-ii

5 EU Financial Regulation Questions that Need to be Answered in 2018

2017 was the year for MiFID II. Pretty much everyone in the European financial industry has had enough about hearing of MiFID II preparation. As MiFID II dominated the discussion in 2017, ahead of ...

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What is reportable under MiFIR (MiFID II Transaction Reporting) – Analyzing Derivatives

The goal of this article is to provide a deeper look at specific investment products and analyze how they fit within Article 26 of MiFIR (legislation link). The opinions provided are based on ...

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Cappitech's Capptivate Platform Integrates with Access Fintech

Access Fintech users can now incorporate Capptivate’s MiFID II and EMIR reporting, tracing regulatory reporting exceptions in its lifecycle management portal.

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Is Matched Principal Trading Under MiFID II, One Leg or Dual Leg Reporting?

(Article updated on Dec 27 - see new comments at end of post)

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Cappitech Regulation selected as RegTech100 company

Cappitech continues to be recognized as a leader in the fast growing RegTech, being listed as a RegTech100 company. Cappitech’s inclusion in the list is after 416 RegTech companies were reviewed. ...

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Don’t sleep on MiFID II Best Execution as Regulators are Waking Up

New Best Execution standards are arriving soon with the implementation of MiFID II on January 3, 2018. The new text updates what has been in place since 2007 under MiFID I. Those standards though ...

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MiFID II leniency could be coming from the FCA for diligent firms

The deeper EU financial firms are engaged with complying with the upcoming MiFID II regulations, the greater the challenges.

Going into effect this coming January, MiFID II regulation includes a ...

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CySEC to open MiFID II Transaction Reporting testing in October

MiFID II transaction reporting is set to go live in January 2018.  These reports can be sent directly to a financial firm’s National Competent Authority (NCA) such as the FCA, CBOI or CySEC, or to ...

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MiFID II Reporting, Retail Brokers and Breakfast

Cappitech was excited to be able to host over 60 participants at The Ned Hotel for a MIFID II Reporting breakfast last week. The event included a wide range of compliance and operational ...

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MiFID II Reporting Breakfast for FX/CFD Brokers - Sept 13, London

MiFID II is coming soon

 

But if you are an FX/CFD broker and don’t want generic explanations about MiFID II & MiFIR reporting requirements. You want to know specifically how MiFID II affects you.

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