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mifid-ii

Cappitech MiFID II Industry Survey Finds High Percentage of Non-Compliance in Best Execution

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Trade Reconciliation: Why you need it?

MiFID II reporting is now reasonably well established, the reporting issues are recognized by most companies; a topic we recently covered in our MiFID II blog.

The reporting process is becoming ...

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Cappitech integrates with Trax to streamline MiFID II transaction reporting

Agreement enhances customers’ MiFID II reporting capabilities

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MiFID II – It’s not over yet

Mifid II has already celebrated its half-year birthday and while many compliance officers may have wished to celebrate by checking the “done box” on this task, the additional MiFID II obligations ...

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What Regulators do with your MiFID II data, EMIR Changes and Compliance Updates

MiFID II has hit the half year mark, which means regulators now have six months of data to look at. To delve deeper as to what ESMA and local National Competent Authorities (NCAs) are doing with ...

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‘No LEI no Trade ‘fully goes into effect for MiFID II in July

Under MIFID II, investment firms trading with Legal Entities were required to make sure these counterparties had a registered Legal Entity Identifier (LEI) before trading with them (more on LEIs ...

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Cappitech Raises $4 Million in Series A Financing to Fuel Growth and Innovation

Cappitech is excited to announce that we have secured $4 million in series A financing. The financing round was led by 83North with participation from Rony Grushka and Kevin Gould, co-founders of ...

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Cappitech launches RTS 27 Best Execution solution to bolster MiFID II offering

With the first deadline of RTS 27 reports quickly approaching, Cappitech Regulation, a leading provider of regulation technology for the financial services industry has launched a solution to ...

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RTS 27 Best Execution for Forex/CFD Brokers

Part of the package of new reporting and corporate governance rules under MiFID II is RTS 27. Unlike other reporting requirements that are near real-time or daily, RTS 27 is a quarterly reporting ...

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FCA Seemingly exempts Cryptocurrency CFDs from MiFID II reporting

Last Friday, the UK’s Financial Conduct Authority (FCA) issued a statement clarifying the authorization of cryptocurrency derivatives. In the statement (link), they explained that offering trading ...

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