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emir-reporting

ESMA and NCA review EMIR data quality as Brexit looms

Last year, ESMA published guidelines for the transfer of EMIR trades between Trade Repositories (TR). Due to format differences between repositories, ESMA’s goal is to have standards in place to ...

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What Regulators do with your MiFID II data, EMIR Changes and Compliance Updates

MiFID II has hit the half year mark, which means regulators now have six months of data to look at. To delve deeper as to what ESMA and local National Competent Authorities (NCAs) are doing with ...

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A view of how regulators supervise EMIR – ESMA Annual Report

As part of their work, ESMA is tasked with publishing an Annual Report (link) covering different facets of EMIR. Today, they published their first report regarding supervisory measures and ...

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ESMA Updates Best Execution (RTS 27) and EMIR Q&A

The big recent announcement from ESMA was last week’s formal dates to change lower leverage on CFDs and ban binary options. However, prior to that, ESMA released a series of Q&A updates related to ...

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5 EU Financial Regulation Questions that Need to be Answered in 2018

2017 was the year for MiFID II. Pretty much everyone in the European financial industry has had enough about hearing of MiFID II preparation. As MiFID II dominated the discussion in 2017, ahead of ...

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£34.5 million EMIR Reporting Fine Slapped by FCA on Merrill Lynch

Merrill Lynch today became the first investment firm to be fined for a breach in EMIR Reporting. Fined by the UK’s Financial Conduct Authority (FCA), Merrill Lynch will be paying £34.5 million. ...

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Do Bitcoin, Ethereum and Cryptocurrency CFDs need to be reported for EMIR Regulation?

Quick, do a Google search for Ethereum. There is a good chance that you will see an ad from a broker like this one.

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Bloomberg Trade Repository for EMIR Reporting Registered by ESMA

Starting June 7th, firms reporting for EMIR will have a new trade repository (TR) that they can submit their reports to. After a lengthy registration process, Bloomberg Trade Repository Limited ...

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Breaking EMIR Reporting news: European Commission proposes changes to reduce obligations

After issuing their EMIR Review in November 2016, the European Commission (EC) today is proposing major changes to EMIR reporting. The goal of the amendments is to reduce costs to business that fall ...

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Cappitech supports buyside and regulatory initiatives for UTI harmonization

At Cappitech, one of the most difficult processes we solve with our EMIR Reporting technology is UTI matching. Standing for Unique Trade Identifier, a UTI is an alphanumeric identifier required ...

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