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emir

ESMA rejects EC Amendments for SFTR, paves way for fewer delays for its implementation

ESMA has rejected proposed amendments by the European Commission (EC) to the regulatory technical standards (RTS) of the coming SFTR regulation. If no further amendments are proposed by the EC, ...

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What Regulators do with your MiFID II data, EMIR Changes and Compliance Updates

MiFID II has hit the half year mark, which means regulators now have six months of data to look at. To delve deeper as to what ESMA and local National Competent Authorities (NCAs) are doing with ...

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A view of how regulators supervise EMIR – ESMA Annual Report

As part of their work, ESMA is tasked with publishing an Annual Report (link) covering different facets of EMIR. Today, they published their first report regarding supervisory measures and ...

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Cappitech Raises $4 Million in Series A Financing to Fuel Growth and Innovation

Cappitech is excited to announce that we have secured $4 million in series A financing. The financing round was led by 83North with participation from Rony Grushka and Kevin Gould, co-founders of ...

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ESMA Updates Best Execution (RTS 27) and EMIR Q&A

The big recent announcement from ESMA was last week’s formal dates to change lower leverage on CFDs and ban binary options. However, prior to that, ESMA released a series of Q&A updates related to ...

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5 EU Financial Regulation Questions that Need to be Answered in 2018

2017 was the year for MiFID II. Pretty much everyone in the European financial industry has had enough about hearing of MiFID II preparation. As MiFID II dominated the discussion in 2017, ahead of ...

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Cappitech's Capptivate Platform Integrates with Access Fintech

Access Fintech users can now incorporate Capptivate’s MiFID II and EMIR reporting, tracing regulatory reporting exceptions in its lifecycle management portal.

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Cappitech Regulation selected as RegTech100 company

Cappitech continues to be recognized as a leader in the fast growing RegTech, being listed as a RegTech100 company. Cappitech’s inclusion in the list is after 416 RegTech companies were reviewed. ...

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£34.5 million EMIR Reporting Fine Slapped by FCA on Merrill Lynch

Merrill Lynch today became the first investment firm to be fined for a breach in EMIR Reporting. Fined by the UK’s Financial Conduct Authority (FCA), Merrill Lynch will be paying £34.5 million. ...

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MiFID II Reporting, Retail Brokers and Breakfast

Cappitech was excited to be able to host over 60 participants at The Ned Hotel for a MIFID II Reporting breakfast last week. The event included a wide range of compliance and operational ...

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