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best-execution

MiFID II and Other Regulatory Reporting Continues to be Incomplete

- Cappitech’s second annual MiFID II & Best Execution survey shows continuing gaps and challenges, with limited positive impact in some areas -

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Best Execution Clarity and MAR requirements for Spot FX raised by ESMA

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Best Execution, Costs and Fraud among risks for the Wealth Management industry

In June, the FCA published a ‘Dear CEO’ letter aimed at the Wealth Management and Stockbroking industry. The letter covered a number of risks affecting wealth management customers. Beyond just ...

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Cappitech Wins “Best Regulatory Reporting Solution” In Regtech Insight Awards

Cappitech has been awarded “Best Regulatory Reporting Solution” in the RegTech Insight Awards. The awards identify and highlight leading providers of RegTech solutions, services and consultancies ...

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Best Execution: Essential for Asset Managers and Hedge Funds Looking to Comply and Improve Performance

Yield and performance. The heart of every asset manager's business. The driving force behind the day-to-day activity of buy-side firms. Yet, how many of these firms view complying with best ...

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Does Your MiFID II Reporting Meet Regulators' Standards & is it Brexit Ready?

Now that we are a year post MiFID II, it’s fair to assume that most capital markets firms have their houses in order with respect to complying with MiFID II’s extensive rules. However, they did ...

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FCA and CySEC expanding MiFID II monitoring to Best Execution and RTS 27/28 requirements

At the start of 2018, there was an unofficial understanding among EU regulators that they were providing investment firms a six month ‘grace period’ for complying with MiFID II reporting ...

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Cappitech Named One of the World’s Most Innovative Regtech Companies

The 2019 RegTech 100 rankings recognise pioneering companies transforming compliance, risk management and cybersecurity through technology

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Cappitech MiFID II Industry Survey Finds High Percentage of Non-Compliance in Best Execution

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ESMA Updates Best Execution (RTS 27) and EMIR Q&A

The big recent announcement from ESMA was last week’s formal dates to change lower leverage on CFDs and ban binary options. However, prior to that, ESMA released a series of Q&A updates related to ...

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