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Best Execution: Essential for Asset Managers and Hedge Funds Looking to Comply and Improve Performance

Yield and performance. The heart of every asset manager's business. The driving force behind the day-to-day activity of buy-side firms. Yet, how many of these firms view complying with best ...

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Does Your MiFID II Reporting Meet Regulators' Standards & is it Brexit Ready?

Now that we are a year post MiFID II, it’s fair to assume that most capital markets firms have their houses in order with respect to complying with MiFID II’s extensive rules. However, they did ...

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FCA and CySEC expanding MiFID II monitoring to Best Execution and RTS 27/28 requirements

At the start of 2018, there was an unofficial understanding among EU regulators that they were providing investment firms a six month ‘grace period’ for complying with MiFID II reporting ...

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Cryptocurrency reporting for EMIR and MiFIR may be on their way as ESMA seeks cross-EU standards

Where cryptocurrencies fall within EMIR and MiFID II has been an area of debate over the last few years. Specifically, with the popularity of Initial Coin Offerings (ICO) and bitcoin CFDs, crypto ...

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European Commission adopts SFTR, regulation set for go live in Q2 2020

Drafted by the European Parliament in 2015 and approved in 2017, Securities Financing Transaction Regulation (SFTR) was adopted by the European Commission (EC) last week. The adoption comes after ...

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ASIC Brings Full Lifecycle Derivative Reporting to CFDs

CFDs are the focus of new announced changes from ASIC to their Derivative Reporting regulation (link to announcement). The change will make it mandatory starting from July 1st, 2019, for brokers ...

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Cappitech Named One of the World’s Most Innovative Regtech Companies

The 2019 RegTech 100 rankings recognise pioneering companies transforming compliance, risk management and cybersecurity through technology

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Cappitech MiFID II Industry Survey Finds High Percentage of Non-Compliance in Best Execution

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Trade Reconciliation: Why you need it?

MiFID II reporting is now reasonably well established, the reporting issues are recognized by most companies; a topic we recently covered in our MiFID II blog.

The reporting process is becoming ...

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ESMA and NCA review EMIR data quality as Brexit looms

Last year, ESMA published guidelines for the transfer of EMIR trades between Trade Repositories (TR). Due to format differences between repositories, ESMA’s goal is to have standards in place to ...

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