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Cappitech Appoints Mark Kelly To Board Of Advisors

We are pleased to announce that Mark Kelly has joined Cappitech's Board of Advisors. Mr Kelly’s 30 years of financial and regulatory expertise will enhance Cappitech’s ability to offer the ...

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Cappitech Recognized as a Gartner “Cool Vendor in Banking”

Cappitech as been recognized by the world’s leading research and advisory company, Gartner, as one of four 2019 “Cool Vendors in Banking”1. According to the report, “Gartner’s company wide Cool ...

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Best Execution Clarity and MAR requirements for Spot FX raised by ESMA

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Cappitech Wins Best Regulatory Reporting Solution at Grant Thornton Regtech Reporting Index Awards

Cappitech was awarded “Best Regulatory Reporting Solution” at the inaugural Grant Thornton RegTech Reporting Index awards last night in London.

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SFTR Survey Findings Show Lack of Preparedness & Implementation Concerns Across the Industry

Findings from a SFTR survey conducted by Cappitech and analysed by Kaizen Reporting, in which securities financing market participants were asked to help establish the industry’s state of ...

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Intermoney And Cappitech Partner To Offer Regulatory Reporting Services In Spain

INTERMONEY CONSULTORÍA, a subsidiary of the CIMD Group, the leading independent brokerage, consulting, asset management, securitization and energy group in southern Europe, and CAPPITECH, a ...

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Best Execution, Costs and Fraud among risks for the Wealth Management industry

In June, the FCA published a ‘Dear CEO’ letter aimed at the Wealth Management and Stockbroking industry. The letter covered a number of risks affecting wealth management customers. Beyond just ...

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Discussing CASS, Market Surveillance and Section 166 Reviews

Earlier this month, Cappitech hosted its latest CFD Broker Compliance workshop. Widening out from recent focuses on transaction reporting and MiFID II, the breakfast event included presentations ...

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MAS Singapore Derivative Reporting Changes Coming this October

In the world of derivative reporting, many countries have used a staggered format to introduce the new regulation. Starting with the largest financial institutions such as banks, the transaction ...

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FIA Recommends End to ETD Transaction Level Reporting under EMIR

The FIA, one of the leading trade organizations for exchange traded derivatives (ETD) markets, has recently published their recommendations to regulators regarding reporting ETDs under EMIR ...

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