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Breaking: ESMA Issues Statement of De-Facto Postponement of SFTR Go-Live

As the world deals with the Covid-19 virus, SFTR is set to go live with its first pahase on April 13th in the EU. However, due to shutdowns across Europe and difficulties preparing for the ...

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Thoughts on the market rout, compliance and working from home

Blog post was first published on Finance Magnates . Titled Coronavirus, Compliance, SFTR and Business as Usual (link to original), the article shared views on how the covid-19 virus impacts ...

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FCA publishes Covid-19 relief response with regulatory reporting update

After stating earlier this month that they were working on a joint initiative with the Bank of England and other UK regulators to assist with covid-19 market challenges, the FCA published a relief ...

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Fintech firms AccessFintech and Cappitech announce expansion of partnership

Workflow collaboration combined with regulatory compliance delivers greater governance and risk controls in an increasingly scrutinized marketplace

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CySEC focuses on MiFIR transaction reporting in latest circular

After conducting a review of data quality of transaction reports under MIFIR, CySEC has published today their initial observations (link). The circular highlighted five specific fields that CySEC ...

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Industry Experts Speak: Top 10 RegTech Trends for 2020 and Beyond

Regtech is now mission critical for financial institutions as they continue to grapple with the bombardment of costly and complex financial regulations. Huge amounts of money are being invested in ...

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ESMA defines SFTR reporting obligations for non-EU AIFs and EU Branches

When ESMA published their Final Guidelines for SFTR earlier this month, they answered a number of open questions the investment industry has had about the new regulation. Among them, were ...

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Red Deer and Cappitech partner to offer a complete solution for MiFID II reporting, Best-Execution Monitoring and MAR compliance

Red Deer, the financial technology company dedicated to enhancing the performance of active investment managers, and Cappitech, a leading provider of regulatory reporting and intelligence ...

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ESMA grants 12 month reprieve of reporting LEIs of non-EU issuers under SFTR

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Discussing Best Execution, CySEC and Best Practices

Earlier this month, Cappitech held its first CFD Broker Compliance Working Group in Cyprus. After a number of similar events since the beginning of 2018 in London, we were well overdue to organize ...

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